TRADER LOSES $120,000 but TD Ameritrade refuses to honor their policy of making customers whole ….

TD Ameritrade Fined $2.65 Million for Finra and Nasdaq Violations


TD Ameritrade failed to deliver product descriptions for millions of  ETF purchasers and was fined $2.65 Million

See link to complete Pdf document  http://www.nasdaqtrader.com/content/marketregulation/NASDAQ/DisciplinaryActions/TDAR_2011.pdf

 

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